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By John Sullivan, AdvisorOne |
July 15, 2010
The Dodd-Frank Wall Street Reform and Consumer Protection Act, and its 533 new rules, is now law (in contrast, Sarbanes-Oxley had 16). The firm of...
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By Staff Writer |
January 15, 2004
NEW YORK (HedgeWorld.com)--The National Association of Securities Dealers Inc. issued an interpretive letter to a partner at Davis, Polk & Wardwell, New York, that substantially...