Daylian Cain

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  Why Schapiro’s ‘Business-Model Neutral’ Fiduciary Approach Shouldn’t Be News

  By Knut A. Rostad  |  December 12, 2011

  Despite the ruckus over SEC Chairman Schapiro's comments on a 'business-model neutral' fiduciary standard, it shouldn't be a big deal if SEC rule-making remains true to Dodd-Frank and the plain meaning of its plain language.

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  As Academic Research Shows, Disclosure Fails to Protect Investors From Advisors’ Conflicts

  By Knut A. Rostad  |  September 22, 2011

  Just listen to Yale Management Professor Daylian Cain's sobering view: “Conflicts of interest are a cancer on objectivity. Even well-meaning advisors often cannot overcome a conflict and give objective advice."

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  Fiduciary Forum Offers Advice to the SEC

  By Kathleen McBride, AdvisorOne  |  September 30, 2010

  'Be bold' and 'act as if disclosure works a lot less than you think.'

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  Fiduciary Forum Offers Advice to the SEC

  By Kathleen McBride, AdvisorOne  |  September 27, 2010

  To an investor, the functions of a broker and an investment advisor look substantially the same. But are they?