Dealers

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  Politics and Process: SEC and the Fiduciary Study—Slideshow

  By Kathleen McBride, AdvisorOne  |  May 1, 2011

  AdvisorOne Wealth Editor in Chief Kathleen McBride has closely followed the Securities and Exchange Commission's study on whether to extend a fiduciary standard to all advice givers in her series, SEC and the Fiduciary Study.

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  SEC and the Fiduciary Study: The Process

  By Kathleen McBride, AdvisorOne  |  March 1, 2011

  In January, the SEC released its fiduciary study under Dodd-Frank. We timeline how the issue of extending the fiduciary standard to all advice givers developed.

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  Group Hug: Brokerage Leaders BofA, LPL Embrace Fiduciary Standard

  By Kathleen McBride, AdvisorOne  |  January 31, 2011

  Bank of America Merrill Lynch and LPL state support for extending the fiduciary standard to brokers.

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  SEC and the Fiduciary Study: The Process, Part I

  By Kathleen McBride, AdvisorOne  |  January 22, 2011

  Why the fiduciary standard became such a hot topic for regulators at the SEC.