-
By Melanie Waddell, AdvisorOne |
December 11, 2012
One of SEC Chairwoman Mary Schapiro’s senior advisors, Jennifer McHugh, was named as senior advisor to Norm Champ, the director of the SEC’s Division of Investment Management.
-
By Marlene Y. Satter, AdvisorOne |
December 7, 2012
BNY Mellon and OTC Markets Group roll out new ADR index; Invesco PowerShares lists S&P 500 Downside Hedged ETF.
-
By Melanie Waddell, AdvisorOne |
November 1, 2012
Treasury Secretary Geithner's proposal seeks to have the FSOC make recommendations for fund reform before it has established a fair process, Dechert says.
-
By Melanie Waddell, AdvisorOne |
January 1, 2007
It's been a little over two years since the Securities and Exchange Commission issued its infamous rule--known as the compliance rule--requiring advisors to have a...
-
By Staff Writer |
February 22, 2005
WASHINGTON (HedgeWorld.com)--Paul Roye plans to leave the U.S. Securities and Exchange Commission and take a job in the private sector. Mr. Roye, who has headed the...
-
By Staff Writer |
March 10, 2003
PHILADELPHIA (HedgeWorld.com)--The Mid-Atlantic Hedge Fund Association will kick-off its educational program and open up to new members on March 27, holding a seminar on current...