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By Marlene Y. Satter, AdvisorOne |
July 19, 2012
Fighting fraud in self-directed IRAs was the topic of a webinar by NASAA and the Retirement Industry Trust Association.
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By Melanie Waddell, AdvisorOne |
August 20, 2010
Denise Voigt Crawford, Texas Securities Commissioner and president of NASAA, says states are "ready to go" in regulating the approximately 4,000 extra advisors that will officially shift next year.
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By Melanie Waddell, AdvisorOne |
August 1, 2010
State regulators and the Securities and Exchange Commission (SEC) will meet soon to iron out the details of shifting nearly 4,000 advisors from federal to...
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By Melanie Waddell, AdvisorOne |
July 14, 2010
The North American Securities Administrators Association (NASAA) is objecting to the Securities and Exchange Commission's (SEC) upcoming staff recommendation to adopt a version of Form ADV Part 2.
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By Melanie Waddell, AdvisorOne |
July 12, 2010
State regulators and the Securities and Exchange Commission (SEC) will meet soon to iron out the details of shifting nearly 4,000 advisors from federal to state supervision.
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By Kathleen McBride, AdvisorOne |
June 16, 2010
'Essential to protecting investors' says Frank at reconciliation conference for Wall Street reforms bills.
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By Melanie Waddell, AdvisorOne |
June 15, 2010
As the House and Senate conferees ready to debate the fate of the fiduciary standard on Wednesday, June 16, industry groups are making last-ditch efforts to convince lawmakers to apply fiduciary duty to brokers.
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By James J. Green, AdvisorOne |
May 3, 2010
Third annual list chosen by stellar advisory board leads expanded coverage
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By Kathleen McBride, AdvisorOne |
May 3, 2010
WealthManagerWeb.com selected the most influential, powerful and inspiring women for our list, from the national stage to the practitioners managing the financial assets and of their clients, to the academics who inform our thinking.
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By James J. Green, AdvisorOne |
May 3, 2010
Boomer Market Advisor's sister site WealthManagerWeb.com has released its third annual 50 Top Women in Wealth, a group that includes influencers from government such as...