Deutsche Bank Securities

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  New Hire Roundup: Kapoor Rises at Morningstar; Chilton Trust Gains Approval

  By Marlene Y. Satter, AdvisorOne  |  May 17, 2012

  This week in new hires, Morningstar promoted Kunal Kapoor; Chilton Trust was approved by the Florida Office of Financial Regulation; and Duff & Phelps announced a new independent broker-dealer due diligence practice.

• Upgrades

  By Staff Writer  |  September 1, 2009

  Fidelity Investments has followed up the announcement of its partnership with Kohlberg Kravis Roberts under which Fidelity's retail and institutional brokerage have access to IPOs...

• What You Need to Know About Your E-mail

  By Staff Writer  |  June 1, 2003

  If securities regulators were to start enforcing e-mail retention rules today, independent advisors would in be big trouble. Based on my recent conversations with advisors...

• Deutsche To Add Risk Maps to db RiskOffice

  By Staff Writer  |  September 5, 2002

  NEW YORK (HedgeWorld.com)--Deutsche Bank's prime brokerage group plans to add another graphic representation of risk to its db RiskOffice software. Called Risk Maps, the new software...