Dodd-Frank

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  What to Expect

  By Kenneth Silber, Research  |  June 27, 2012

  Traditionally, presidential races slip into a relatively quiet July doldrums, before the late-summer party conventions kick the race into a higher gear

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  Dodd-Frank and Fiduciary: Why I’m Depressed; What to Do

  By Harold Evensky  |  July 21, 2011

  Wall Street’s apparent success in ‘Reforming the Reform’ may well leave a true fiduciary standard behind. So, what to do?

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  Dodd-Frank and Advisors: Where Things Stand on an SRO for Advisors

  By Bob Clark, AdvisorOne  |  July 20, 2011

  The devil is in the details on implementing Dodd-Frank, as seen in the debate over an SRO for advisors.

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  2011: A Year of Change for Advisors

  By David Massey, NASAA  |  January 6, 2011

  The SEC has released its proposed transition schedule regarding the "switch," which becomes effective July 21, and NASAA would like feedback from you on its proposed rule on private fund advisors.

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  Top Five Practice Management News Stories of 2010: AdvisorOne

  By James J. Green, AdvisorOne  |  December 30, 2010

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  Did Rep. Spencer Bachus Really Say That?

  By Melanie Waddell, AdvisorOne  |  December 15, 2010

  Just a day after being elected to chair the House Financial Services Committee, Bachus says that "...Washington and the regulators are there to serve the banks."