Donaldson

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  LPL Names David Akellian of Century Securities to Head Custom Clearing Unit

  By James J. Green, AdvisorOne  |  June 2, 2011

  Veteran clearing and broker-dealer executive will execute against LPL's strategy to grow its clearing and custody business among insurance, bank and other BDs.

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  151 reasons to dump Cox

  By John Sullivan, AdvisorOne  |  December 18, 2008

  Call it a Hail Mary. With SEC credibility in the toilet, Obama looks to FINRA head Schapiro to take the reins. Pity Cox (to a...

• Merger Fever Strikes Life Insurance Associations

  By James J. Green, AdvisorOne  |  December 4, 2006

  The presidents of LIMRA International and LOMA--two international associations that provide their insurance and financial services company members with research, marketing, distribution, and operational services--issued...

• Stretched Too Thin?

  By Melanie Waddell, AdvisorOne  |  June 1, 2005

  No single commercial or governmental agency has as big an influence on financial planners and investment advisors as the Securities and Exchange Commission. Moreover, within...

• Competitive Regulators Might Scapegoat Hedge Fund Industry

  By Staff Writer  |  February 23, 2004

  NEW YORK (HedgeWorld.com)--Goaded by the aggressive investigations of New York State Attorney General Eliot Spitzer, the Securities and Exchange Commission could be looking to increase...

• EFA Successful in MFA Completes Submissions to SEC

  By Staff Writer  |  August 11, 2003

  WASHINGTON (HedgeWorld.com)--The Managed Funds Association sent its third installment of its commentary to the Securities and Exchange Commission this week, officials announced. The latest document is...