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By James J. Green, AdvisorOne |
June 1, 2008
One of the undisputed benefits of possessing great wealth is that you control your life more than those less blessed. One of the undisputed roles...
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By Melanie Waddell, AdvisorOne |
May 1, 2008
The SEC has a number of initiatives on its plate this year that could make advisors' lives easier, or not. For instance, advisor regulation will...
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By Melanie Waddell, AdvisorOne |
March 25, 2008
The SEC's Director of Investment Management, Buddy Donahue, told a packed room at the Investment Adviser Association's (IAA) compliance conference in Washington March 21 that he and Eric Surri, director of the SEC's Trading and Markets division, will deliver to SEC Chairman Christopher Cox by May 5 steps the Commission...