Ernst & Young

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  Wealth Managers Look to Technology to Free Up Time for Clients

  By Michael S. Fischer  |  April 16, 2013

  Wealth management firms will focus on leveraging technology to provide a better experience for clients and advisors over the next two to five years, according to a new survey released Monday by Ernst & Young.

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  New Hire Roundup: LPL Financial Welcomes Lochan

  By Marlene Y. Satter, AdvisorOne  |  January 9, 2013

  This week in new hires, Brendt Stallings and Husam Nazer joined DoubleLine, the MSRB board announced that it is looking for a few good applicants, and Citi named two new co-presidents.

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  Prudential Case Study Weighs Impact of Risk on Retirement Outcomes

  By Danielle Andrus, AdvisorOne  |  December 19, 2012

  Consumers buy insurance for their homes, cars–why not retirement?

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  SEC Enforcement Roundup: Hedge Fund Manager Fined $44 Million in China Scheme

  By Marlene Y. Satter, AdvisorOne  |  December 13, 2012

  Among recent enforcement actions taken by the SEC were charges against a Miami-based entrepreneur for defrauding investors.

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  Top 30 401(k) Plans of 2012

  By Ron Pechtimaldjian, AdvisorOne  |  December 12, 2012

  Brightscope, which provides retirement plan ratings and investment research, released its fourth annual Top 30 401(k) plans with more than $1 billion in assets.

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  Hedge Fund Investors Aren’t Benefiting From Expanding Rules: Survey

  By Michael S. Fischer  |  November 5, 2012

  Only 10% of institutional investors felt that new regulations would protect their interests, and 85% rejected the notion that they would prevent the next financial crisis, according to an Ernst & Young survey.

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  London Could Lose Out Over Eurozone Banking Union

  By Marlene Y. Satter, AdvisorOne  |  November 1, 2012

  Opposition to an EU budget freeze and to Britain’s joining a eurozone banking union could cost the City of London its position at the top of the world’s financial centers.

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  Top 5 Annuity Trends to Watch in 2012 and 2013

  By Christopher Raham, Gerry Murtagh  |  October 2, 2012

  As the annuity industry deals with unprecedented challenges, advisors must keep abreast of product changes to help their clients make prudent decisions.

• EEI: ‘Congress & President Must Act Now To Extend Current Dividend Tax Rates’

  September 25, 2012

  Today our nation is facing a series of tax hikes and mandatory spending cuts that threaten to send the economy over a ‘fiscal cliff’ at the end of the year.

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  New Hire Roundup: FINRA Names New Corporate Communications Head

  By Marlene Y. Satter, AdvisorOne  |  September 12, 2012

  This week in new hires, FINRA announced that Greg Ahern will be its new head of corporate communications, and Neuberger & Berman welcomed Brendan Gill.