FAs

• Direxion Reverse Splits Funds

  By Ronald Delegge, ETFguide.com, Ronald Delegge, ETFguide.com  |  August 1, 2009

  On July 8, the Direxion Daily Financial Bull 3x Shares (FAS) had a 1-for-5 reverse split and the Direxion Daily Financial Bear 3x Shares (FAZ)...

• Stifel Nicolaus Buys Part of UBS

  By Janet Levaux, AdvisorOne  |  May 1, 2009

  St. Louis-based Stifel, Nicolaus & company says it has reached a deal with UBS Financial Services to acquire up to 55 branches and 320 financial...

• Stifel Shares Details on UBS Acquisition (March 24, 2009)

  By Janet Levaux, AdvisorOne  |  March 24, 2009

  St. Louis-based Stifel, Nicolaus & Company says it entered a deal with UBS Financial Services to acquire up to 55 branches and 320 financial advisors from the UBS Wealth Management Americas branch network.

• Wachovia to Buy A.G. Edwards

  By Janet Levaux, AdvisorOne  |  July 1, 2007

  After helping to build Wachovia Securities through the consolidation of more than 20 broker-dealers, President and CEO Daniel Ludeman says, "The 'barbelling' is occurring very...