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By Melanie Waddell, AdvisorOne |
April 10, 2013
Interim Chairwoman Elisse Walter will remain at the agency as a commissioner, but it doesn't look like she'll be there for long, David Tittsworth of IAA said.
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By John Sullivan, AdvisorOne |
March 8, 2013
Peter Wallison decries Washington's latest “fix” to prevent another repeat of the housing market collapse.
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By Melanie Waddell, AdvisorOne |
February 11, 2013
The nation’s top financial regulators will testify before the Senate Banking Committee on Thursday regarding the progress of the Dodd-Frank Act.
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By Melanie Waddell, AdvisorOne |
January 29, 2013
The SEC announced Tuesday that it has named Carl W. Hoecker as its Inspector General. Hoecker currently serves as inspector general for the U.S. Capitol Police and will replace David Kotz, who left the SEC last year.
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By Melanie Waddell, AdvisorOne |
December 19, 2012
Three key Washington heavyweights will have a crucial role in advisors’ lives next year: Elisse Walter, the new SEC chairman; Rep. Jeb Hensarling, the incoming House Financial Services chairman; and Phyllis Borzi, at the DOL’s EBSA.
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By Marlene Y. Satter, AdvisorOne |
October 2, 2012
The CFPB says the companies violated consumer protection laws “at every stage” that ranged from marketing practices to enrollment, payment and debt collection.
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By Marlene Y. Satter, AdvisorOne |
August 10, 2012
Experts in the U.S. and abroad say that the bank's internal e-mails give the New York regulator a basis for its unilateral action.
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By Melanie Waddell, AdvisorOne |
July 25, 2012
Treasury Secretary Timothy Geithner discussed with lawmakers on Wednesday a number of issues, from the success of financial reform to the European crisis to the SEC's attempt to overhaul money-market funds.
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By Marlene Y. Satter, AdvisorOne |
July 18, 2012
This week in new hires, Steven Feldman was named CEO and Eric Schwartz was made chairman of the board at Gold Bullion International, and United Capital brought in three new management team members.
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By Marlene Y. Satter, AdvisorOne |
May 31, 2012
Rymer, who currently serves as inspector general of the FDIC, will serve as interim inspector general of the SEC until a permanent successor can be found.