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By Melanie Waddell, AdvisorOne |
September 21, 2012
Three states joined a lawsuit filed in federal court in Washington, D.C., that asked the court to review the constitutionality of the Orderly Liquidation Authority, established under Dodd-Frank.
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By Marlene Y. Satter, AdvisorOne |
September 15, 2011
This week in new hires, the Senate Banking Committee approved several SEC nominations; Michael Gregg was welcomed at The Hartford; Tom Douie rejoined Neuberger Berman; and Carl Steinhilber and Roderick Toppin went to MassMutual.
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By Staff Writer |
July 5, 2011
From the Capital to capital; from Wall St. to Main St., the power and influence of women in wealth management is growing. Our annual list.
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By James J. Green, AdvisorOne |
July 5, 2011
From the Capital to capital; from Wall St. to Main St., the power and influence of women in wealth management is growing. Our annual list.
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By Melanie Waddell, AdvisorOne |
June 13, 2011
The White House said that President Obama will nominate Martin Gruenberg as chairman of the FDIC, replacing Sheila Bair, whose term expires this month.
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By John Sullivan, AdvisorOne |
March 22, 2011
As Reynolds said that a government agency would protect retirees and boost confidence in these income funds, he also unveiled Putnam's plan for a suite of retirement income funds.
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By Melanie Waddell, AdvisorOne |
February 17, 2011
Republican senators want to extend the comment periods on rule proposals and conduct more “rigorous” analysis on those rules—including one on putting brokers under a fiduciary standard of care.
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By John Sullivan, AdvisorOne |
February 16, 2011
The president's proposed budget will give power to the PBGC to adjust premiums based on risk.
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By Marlene Y. Satter, AdvisorOne |
September 24, 2010
The House Committee on Financial Services got input on Friday from two panels regarding the issue of executive compensation oversight.
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By John Sullivan, AdvisorOne |
August 20, 2010
A tally of bank failures so far this year reveals a troubling trend, but hardly surprising; the number of failures has sharply increased over last year as the economy continue to struggle to regain footing.