-
By Marlene Y. Satter, AdvisorOne |
March 20, 2013
Also this week in new hires, John Mastal joined Convergent Wealth, and E. Thomas Johnson Jr. went to Retirement Clearinghouse.
-
By Janet Levaux, AdvisorOne |
January 14, 2013
The fund shop has cleared the first hurdle in rolling out ETFs, which is says would not be similar to its traditional mutual funds
-
By Marlene Y. Satter, AdvisorOne |
November 29, 2012
This week in new hires, Frank McCarthy was elected chairman and five new members were added to the board of directors at IPA; the DiCiaccio and LaMothe-Gonzalez Groups joined Snowden Capital Advisors; more.
-
By Joyce Hanson, AdvisorOne |
October 12, 2012
Investors looking for good news found it Friday as JPMorgan and Wells Fargo both reported double-digit profits for the third quarter.
-
By Melanie Waddell, AdvisorOne |
May 11, 2012
During a conversation between Schapiro and Mellody Hobson, president of Ariel Investments, at the ICI's annual conference, Hobson said the industry and the SEC were at “loggerheads” over the SEC’s plans.
-
By John Sullivan, AdvisorOne |
March 7, 2012
The refusal by the agency's chairman to attend a major money market industry conference in Orlando next week is raising concerns that the coming proposal will be sweeping and severe.
-
By Gil Weinreich, AdvisorOne |
February 7, 2012
ICI’s Paul Schott Stevens warns agency ‘hat trick’ will jeopardize investors, businesses, governments and the economic recovery.
-
By Marlene Y. Satter, AdvisorOne |
May 16, 2011
Net mutual fund flows, both for equity and for fixed income funds, were solidly positive in April, according to data released Friday by Keefe, Bruyette & Woods. Emerging markets saw strong inflows and muni funds were still on the outflow, although that has slowed somewhat.
-
By Joyce Hanson, AdvisorOne |
November 8, 2010
In a Q3 wrap-up of 14 asset management companies, equity researchers at Keefe, Bruyette & Woods said the companies' performed as anticipated, leaving them well positioned for stronger Q4 results.
-
By Janet Levaux, AdvisorOne |
November 1, 2008
Putnam Funds is participating in the U.S. Treasury's Money Market Guaranty Program, the company announced October 1. The program provides coverage to shareholders of Putnam's...