First Allied Securities Inc.

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  New Hire Roundup: Oliner, Kleinke Join AEI; Bozek Advances at Prudential

  By Marlene Y. Satter, AdvisorOne  |  February 2, 2012

  This week in new hires, Stephen Oliner and JD Kleinke went to AEI; Joan Bozek was promoted at Prudential Retirement; Steven McKay and Joseph Kaplan went to Putnam Investments.

• First Allied Securities Rolls Out Hybrid Solution for Advisors

  By Janet Levaux, AdvisorOne  |  October 5, 2009

  First Allied Securities, Inc., a leading independent broker/dealer, has launched a hybrid business model designed to create a cost-, time-, and technologically efficient environment for...

• The wealth management conundrum

  By John Sullivan, AdvisorOne  |  July 1, 2007

  Comprehensive wealth management -- an industry buzzphrase that's nearly impossible to define. As more boomers retire, more broker/dealers are looking to offer packaged wealth management...

• Round Two of Market Timing

  By Melanie Waddell, AdvisorOne  |  November 1, 2005

  By October 12, 2006, mutual fund companies have to comply with the Securities and Exchange Commission's mutual fund redemption fee rule, Rule 22c-2. The rule,...