First Clearing

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  First Clearing Launches Tools to Fight Cybercrime, Other Risks

  By Danielle Andrus, AdvisorOne  |  April 17, 2013

  The new tools are based on the “four pillars” of risk management, including educational support, consulting, events and technology.

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  Clearing Firms Gain a Human Touch

  By Jane Wollman Rusoff  |  April 1, 2013

  Traditionally, clearing firms have helped independent broker-dealers by ruling the back office. Now these durable companies are stepping out front by tuning BDs in to vital growth opportunities—as well as to potential perils.

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  New Hire Roundup: Peluso Named President of First Clearing; Dyke Moves Up at American College

  By Marlene Y. Satter, AdvisorOne  |  May 30, 2012

  This week in new hires, Wells Fargo Advisors named John Peluso the new president of First Clearing and The American College named Barry James Dyke to the advisory board of the New Northwestern Mutual Granum Center for Financial Security.

• Clear Thinking

  By Jane Wollman Rusoff  |  April 1, 2011

• Dynamic Clearing

  By Jane Wollman Rusoff  |  April 1, 2010

  Tighter financial industry rules and regulations en route via the Obama administration have clearing firms psyched up and ready: They see the developments as a...

• Choose Your Partner

  By Jane Wollman Rusoff  |  April 1, 2009

  It's not a question of any port in a storm -- it's the right port ... in a tsunami. That's what independent broker-dealers are seeking...

• More than Just Clearing

  By Jane Wollman Rusoff  |  April 1, 2008

  Financial advisors are quick to call theirs a people-to-people business; and since they're out on the front lines, that's completely correct. But now some traditionally backstage...

• Symbiotic Relationships

  By Kathleen McBride, AdvisorOne  |  January 1, 2007

  When broker/dealers select a clearing firm to partner with, it pays to be choosy. This is one of the most critical relationships that any broker/dealer...