First Union Securities

• 

  Hall of Fame Winners to Date

  By Editorial Staff  |  November 20, 2012

  The full listing of Research Hall of Fame winners.

• 

  2011 Advisor Hall of Fame

  By Ellen Uzelac  |  November 23, 2011

  Welcome to Research Magazine's Advisor Hall of Fame, now in its 21st year. This eagerly anticipated annual feature has become a benchmark of excellence in our industry and an example to all of the rewards that result from effort and integrity.

• FINRA Orders Wedbush, Advisor to Pay $2.5+ Million in Abuse Case

  By Janet Levaux, AdvisorOne  |  September 2, 2011

  Wedbush Securities and an advisor were ordered to pay an investor more than $2.5 million in a dispute that FINRA ruled on last Friday. The dispute concerned the treatment of Lauretta Kuppennan, whose son, Rick Cooper, brought charges on behalf of her estate against advisor Debbie Michelle Saleh.

• The Reps Speak: Next Financial

  By Marlene Y. Satter, AdvisorOne  |  September 1, 2002

  Roger Christlieb, a planner in Bothell, Washington, is new at NEXT Financial, broker/Dealer of the Year in Division II, having joined the company in May...

• Delivering Yield

  By Staff Writer  |  August 2, 2001

  YieldQuest makes closed-end bond funds pay off