Florida

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  Casino Boom Fuels Asian Investments

  By Marlene Y. Satter, AdvisorOne  |  May 16, 2013

  The Asian casino boom is running hot and likely to continue, despite a few hiccups, although investors should be warned: the chips may move from player to player.

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  Pershing to Launch NetX360 Mobile Update at Insite

  By Joyce Hanson, AdvisorOne  |  May 15, 2013

  Pershing leverages the deep, $2 billion pockets of its BNY Mellon parent in a way that many competitors can’t match.

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  SEC Enforcement Roundup: Harrisburg, Pa., Charged With Securities Fraud

  By Marlene Y. Satter, AdvisorOne  |  May 9, 2013

  The city was charged with making misleading public statements. Meanwhile, the SEC charged four traders with bribing a Venezuelan official.

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  SEC Chief Defends Budget Request to Skeptical Lawmakers

  By Melanie Waddell, AdvisorOne  |  May 7, 2013

  SEC Chairwoman Mary Jo White told a House panel on Tuesday that the agency’s $1.67 billion budget request for 2014 would help the agency fulfill one of its top priorities: adding 250 examiners for advisors.

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  Wells’ FiNet, Morgan Stanley Nab 7 Merrill Reps

  By Janet Levaux, AdvisorOne  |  May 1, 2013

  Plus, EP Wealth Advisors gains advisors from Schwab and Bernstein for its Southern California operations.

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  Guggenheim Analyst Looks Into Political Crystal Ball

  By Danielle Andrus, AdvisorOne  |  May 1, 2013

  From the sequester to who's up next to run for president, Chris Krueger, an analyst at Guggenheim Partners, gave attendees at the 2013 NAAIM Annual Conference his insights on various topics playing out in Washington.

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  Publish and Perish?

  By Bob Clark  |  April 29, 2013

  Do we really need another book about financial planning?

• BDs Share Latest FA

  By Janet Levaux  |  April 29, 2013

  In early April, Baird said it recruited a team of seven employee advisors with about $770 million in client assets from Wells Fargo in Houston, while Royal Alliance announced that it added two independent teams in Chicago and Salt Lake City with combined assets of more than $400 million and...

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  Shh! Virtual Recruitment Market Lets Advisors Shop Anonymously for New Firms

  By Joyce Hanson, AdvisorOne  |  April 25, 2013

  Companies that have signed on to the Advisor Center include Cetera Advisors, Commonwealth Financial Network, LPL Financial, Pershing Advisor Solutions and TD Ameritrade Institutional.

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  SEC Enforcement Roundup: Ralph Lauren Corp. Admits to Bribing Argentine Officials

  By Marlene Y. Satter, AdvisorOne  |  April 25, 2013

  Recent actions include a nonprosecution agreement with Ralph Lauren Corp. in a bribery case and the halting of an immigration scheme.