Florida

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  Guggenheim Analyst Looks Into Political Crystal Ball

  By Danielle Andrus, AdvisorOne  |  May 1, 2013

  From the sequester to who's up next to run for president, Chris Krueger, an analyst at Guggenheim Partners, gave attendees at the 2013 NAAIM Annual Conference his insights on various topics playing out in Washington.

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  Publish and Perish?

  By Bob Clark  |  April 29, 2013

  Do we really need another book about financial planning?

• BDs Share Latest FA

  By Janet Levaux  |  April 29, 2013

  In early April, Baird said it recruited a team of seven employee advisors with about $770 million in client assets from Wells Fargo in Houston, while Royal Alliance announced that it added two independent teams in Chicago and Salt Lake City with combined assets of more than $400 million and...

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  Shh! Virtual Recruitment Market Lets Advisors Shop Anonymously for New Firms

  By Joyce Hanson, AdvisorOne  |  April 25, 2013

  Companies that have signed on to the Advisor Center include Cetera Advisors, Commonwealth Financial Network, LPL Financial, Pershing Advisor Solutions and TD Ameritrade Institutional.

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  SEC Enforcement Roundup: Ralph Lauren Corp. Admits to Bribing Argentine Officials

  By Marlene Y. Satter, AdvisorOne  |  April 25, 2013

  Recent actions include a nonprosecution agreement with Ralph Lauren Corp. in a bribery case and the halting of an immigration scheme.

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  8 of History’s Best Investments

  By Dan Berman, AdvisorOne  |  April 23, 2013

  When the right investor marries the right time with the right company, the return on investment and the size of the return goes through the roof.

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  What Does Your Style Say to Your Clients?

  By Savita Iyer-Ahrestani, AdvisorOne  |  April 22, 2013

  Gone are the days of the “guy in a black suit.”

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  Florida’s Notice-Filing Legislation Affects Advisors Nationwide

  By John Sullivan, AdvisorOne  |  April 10, 2013

  Traditionally, financial services firms would have to close pending approval of a notice filing for actions such as changing BDs or moving offices.

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  New Hire Roundup: Focus Financial Adds Five

  By Marlene Y. Satter, AdvisorOne  |  April 10, 2013

  This week in new hires, Focus Financial announced five new hires, JHS Capital welcomed Mark Palsson, and Eric Falkeis became president and COO of Direxion.

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  Recruiting Roundup: Baird Grabs Wells FAs, UBS Branch Manager; Royal Adds 2 Indie Groups

  By Janet Levaux, AdvisorOne  |  April 9, 2013

  The new Baird group has about $770 million in client assets, and the new Royal Alliance-affiliated reps have more than $400 million.