Francis Schiavetti

Morgan Stanley Adds Team from Wells, Faces Fine

By Janet Levaux, AdvisorOne | August 24, 2010

Boca Raton-based advisor team with $100 million-plus in assets joins MSSB a few days after FINRA fined the broker-dealer $800,000.
Morgan Stanley Adds Team From Wells Fargo, Faces FINRA Fine

By Janet Levaux, AdvisorOne | August 24, 2010

Morgan Stanley Smith Barney recently recruited a team of financial advisers from Wells Fargo Advisors, which followed a fine by the Financial Industry Regulatory Authority (FINRA) over disclosure rules.

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