-
By Janet Levaux, AdvisorOne |
May 28, 2013
-
By Melanie Waddell, AdvisorOne |
May 10, 2013
In a joint alert issued Thursday, the SEC and FINRA provide investors with information about what to do before buying or selling such rights and urge them to proceed with caution.
-
By Melanie Waddell, AdvisorOne |
May 3, 2013
It's a potentially daunting task since some funds may have 10 or more share classes, says ERISA guru Fred Reish.
-
By Melanie Waddell, AdvisorOne |
April 3, 2013
A just-released report by the GAO on rollovers foreshadows one of the more controversial aspects of what the DOL’s revised fiduciary rule will look like, industry officials say.
-
By Melanie Waddell, AdvisorOne |
March 28, 2013
The Congressional Black Caucus is warning the DOL that its plan to extend ERISA’s fiduciary standard to IRAs will hurt African-American savers.
-
By Danielle Andrus, AdvisorOne |
March 6, 2013
Fred Reish of Drinker Biddle & Reath and Samuel Brandwein of Morgan Stanley took on advisors’ new responsibilities after fee disclosure at the NAPA/ASPPA 401(k) Summit.
-
By Melanie Waddell, AdvisorOne |
February 28, 2013
Pay close attention to three areas of the DOL’s reproposed fiduciary rule once it’s released in July, says Brad Campbell, former head of EBSA.
-
By Melanie Waddell, AdvisorOne |
January 21, 2013
Bolstered by another four years in her position under a re-elected Obama administration, Phyllis Borzi is adamant that EBSA’s fiduciary rule will see the light of day this year.
-
By Danielle Andrus, AdvisorOne |
December 7, 2012
Stadion Money Management, an asset manager based in Watkinsville, Ga., announced Tuesday that it is offering ERISA 3(38) fiduciary management on its target-date funds.
-
By Melanie Waddell, AdvisorOne |
October 18, 2012
Such a program would not let "bad actors" evade punishment, they said; rather it would provide a streamlined process with reduced penalties.