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By Danielle Andrus, AdvisorOne |
August 17, 2012
Drinker Biddle & Reath held the first of a series of conference calls for advisors on regulation, discussing the controversy over proposed brokerage window rules and how the election could affect the fiduciary debate.
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By Melanie Waddell, AdvisorOne |
July 31, 2012
EBSA backed off on its controversial fiduciary requirements involving brokerage windows under its fee-disclosure rule 408(b)(2) that had the retirement planning community up in arms.
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By Melanie Waddell, AdvisorOne |
July 24, 2012
Phyllis Borzi is once again feeling heat—this time from House Democrats—over her insistence on including individual retirement accounts (IRAs) in the Department of Labor’s reproposed fiduciary rule.
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By Melanie Waddell, AdvisorOne |
June 26, 2012
The July 1 compliance date for the Department of Labor’s (DOL) final 408(b)(2) fee disclosure rule has finally arrived, and even though the final rule was a long time coming, covered service providers have been ramping up their compliance efforts for months.
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By Melanie Waddell, AdvisorOne |
February 21, 2012
Brad Campbell, former head of the Department of Labor’s Employee Benefits Security Administration, has joined Drinker Biddle & Reath as counsel in the law firm’s Employee Benefits & Executive Compensation Practice Group in Washington.
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By Melanie Waddell, AdvisorOne |
February 1, 2012
Department says it is working on cost-benefit analysis for reproposal to ‘get this rule right’
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By Melanie Waddell, AdvisorOne |
January 9, 2012
Department says it is working on cost-benefit analysis for reproposal, to “get this rule right."
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By Melanie Waddell, AdvisorOne |
January 5, 2012
While rumors were flying that Labor’s Employee Benefits Security Administration planned to push back the April 1 deadline for compliance with its fee disclosure regulations, a DOL spokesman told AdvisorOne on Thursday that the department had 'not signaled' that the deadline would be extended.
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By Melanie Waddell, AdvisorOne |
December 20, 2011
The regulatory/legislative front will heat up in the New Year for advisors, with four issues taking center stage—the SEC and DOL's fiduciary rules, an SRO for advisors and the 'switching' of advisors.
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By Melanie Waddell, AdvisorOne |
November 22, 2011
Well-known ERISA attorney Fred Reish predicts the areas of ‘relief’ DOL will provide when it reproposes its fiduciary rule.