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By John Sullivan, AdvisorOne |
December 21, 2012
In 2013, FSI’s main priorities will be engaging politicians on relevant regulations and legislation, like the DOL's fiduciary rule, BDs’ independent contractor status as well as certain provisions of Dodd-Frank.
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By John Sullivan, AdvisorOne |
December 3, 2012
The cavalry is coming. Advocacy organization announces three new members to its board and a renewed commitment to small and mid-size broker-dealers.
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By Melanie Waddell, AdvisorOne |
November 2, 2011
All three of Cetera’s broker-dealer firms-–Financial Network Investment Corp., Multi-Financial Securities Corp. and PrimeVest Financial Services Inc.–-and their affiliate advisors are now members of FSI.