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By Melanie Waddell, AdvisorOne |
October 18, 2012
While the regulatory and legislative landscapes remain sketchy until after the election, industry officials say there are some sure bets advisors can count on.
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By Melanie Waddell, AdvisorOne |
October 8, 2012
“Should FINRA be seeking to branch out into entirely new fields of responsibility, such as regulating investment advisors?” a commissioner asks.
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By Melanie Waddell, AdvisorOne |
September 25, 2012
Experts including former SEC Chairman Harvey Pitt and Ron Rhoades debated whether brokers should be held to the same fiduciary standard as advisors.
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By Joyce Hanson, AdvisorOne |
February 3, 2012
To many market watchers, the fight of the century was the battle royale between economists John Maynard Keynes and Friedrich August von Hayek--and it's a fight that rages on though the opponents died years ago.
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By Joyce Hanson, AdvisorOne |
January 20, 2012
IMCA will bring a wealth of speakers to its Jan. 30-31 consultants conference on Times Square in New York City.
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By Marlene Y. Satter, AdvisorOne |
September 8, 2011
This week in new hires, Morningstar advances Harding; Penn Mutual brings in Reynolds; Meader Chairs CFA Institute board; IPI appoints Kumar and Sutherland.
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By Mary Scott |
May 1, 2008
Is it possible to learn something new about how to help motivate others to do their best? Yes -- according to Tyler Cowen, a professor...
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By Gregory Taggart |
January 1, 2008
In March 2007, Alan Simpson, a member of the British House of Commons, stood up to criticize carbon offsets, arguing that they had no place...
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By Staff Writer |
February 17, 2005
KEY WEST, Fla. (HedgeWorld.com)--The acting chair of the Commodity Futures Trading Commission gave the keynote address at a Feb. 4 meeting of the American Bar Association's committee on the regulation of futures. She outlined the principles that guide her discharge of her duties and the tasks that lie ahead, both...