Global Wealth & Investment Management

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  New Hire Roundup: SEC Welcomes Norberg; Fleming Joins FINRA Board

  By Marlene Y. Satter, AdvisorOne  |  January 19, 2012

  This week in new hires, Jane A. Norberg joined the SEC as deputy chief of the Whistleblower Office; Gregory J. Fleming was elected to FINRA's board of directors; Mike Anderson went to Securities America; and Dan Dorfman joined Trim Tabs Money Blog as a columnist.

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  Affluent Are Diligent When Picking Advisor, Merrill Survey Finds

  By Janet Levaux, AdvisorOne  |  August 9, 2011

  Nearly half of affluent Americans interviewed two or more advisors before choosing the one that was right for them, with 38% interviewing three or more advisors.

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  New Hire Roundup: BofA's Krawcheck Elected as FINRA Board Member

  By Marlene Y. Satter, AdvisorOne  |  August 4, 2011

  Sallie Krawcheck, president of Global Wealth & Investment Management for Bank of America, was elected as large-firm governor for FINRA, while Jack Brennan of Vanguard was elected as FINRA's lead governor.

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  Affluent Put Off Retirement, Cut Expenses: Merrill Lynch Survey

  By Marlene Y. Satter, AdvisorOne  |  October 28, 2010

  The affluent are feeling the economy's pinch, even if not quite as hard as others, according to the Merrill Lynch Affluent Insights Quarterly.

• 50 Top Women in Wealth Management for 2010

  By Kathleen McBride, AdvisorOne  |  May 1, 2010

  Selected by an advisory board of distinguished women involved in the wealth management business, the list of the 50 Top Women in Wealth Management...