-
By Melanie Waddell, AdvisorOne |
May 16, 2012
A federal judge dismissed a legal action filed by Charles Schwab against FINRA challenging a complaint FINRA levied against Schwab on Feb. 1.
-
By John Sullivan, Advisorone |
November 19, 2010
A class action suit brought by plaintiffs' attorneys against Charles Schwab & Co. over the investment giant's YieldPlus Fund appears to be settled.
-
By Janet Levaux, AdvisorOne |
August 17, 2010
According to a recent TD Ameritrade survey, about 40% of clients want to see an upswing in the economy before becoming more active in the markets.
-
By Janet Levaux, AdvisorOne |
August 17, 2010
Charles Schwab and TD Ameritrade have released their trading and asset figures for July with both firms showing higher net assets but lower average daily trading volume.