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By John Sullivan, AdvisorOne |
October 19, 2012
Is the Goldman exec who gave his resignation in the op-ed section of The New York Times delusional?
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By John Sullivan, AdvisorOne |
October 12, 2012
Is all forgiven? Probably not.
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By Knut A. Rostad |
July 10, 2012
What is unethical? Not a broker-dealer that sells proprietary product, but one that just meets fair-dealing suitability rules while simultaneously telling investors that “We always place our clients first.”
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By Philip Chao, CFP, AIFA |
April 12, 2012
The duality of our regulations significantly contributes to a dangerous, often confusing state of affairs. Unless we restore trust, the system will rely on more regulations as a substitute.
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By Knut A. Rostad |
March 21, 2012
What's been almost entirely missing from the frenzy is a discussion of why Goldman Sachs, according to Greg Smith, was not violating federal regulations.
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By John Sullivan, AdvisorOne |
March 20, 2012
Tim Welsh, president and founder of Nexus Strategy, discussed several major trends in the RIA space, like stronger demand for independent advisors and Canadians looking southward.
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By Gil Weinreich, AdvisorOne |
March 15, 2012
Greg Smith’s very public resignation from Goldman Sachs has sparked heated discussion in the financial services industry, not only on the propriety of Smith’s New York Times op-ed but on the substance of the former Goldman executive’s accusations against the firm.
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By Gil Weinreich, AdvisorOne |
March 14, 2012
It must be every boss’ worst nightmare: to receive an employee’s resignation letter on the Op-Ed page of The New York Times. And so Goldman Sachs CEO Lloyld Blankfein could be excused for suspending his efforts doing “God’s work” for a few moments as he lamented reading Greg Smith’s very...