Harbour Investments

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  A New Platform for Alternatives; Finding Safety for Small BDs: December Investment Advisor—Slideshow

  By Editorial Staff  |  November 20, 2012

  Another year is gone and with the December issue of Investment Advisor comes a look at a new platform to help advisors manage alternative investment assets.

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  Finding Safe Harbour: How a Small BD Is Doing It Right

  By John Sullivan, AdvisorOne  |  November 20, 2012

  “We don’t think we’re any smarter than anybody else,” David Rosenow humbly began. “It’s just maybe we’re better listeners at times.”

• Who Representatives Voted For

  By James J. Green, AdvisorOne  |  September 1, 2009

  Here are the first, second, and third place winners in this year's balloting as picked by the 3,577 validated voters in our 19th annual readers'...

• Broker/Dealers of the Year, Through the Years

  By Staff Writer  |  September 1, 2009

  This is the 19th year that Investment Advisor readers have chosen Broker/Dealers of the Year. During the first four years of voting, the top five...

• Honor Roll

  By Staff Writer  |  September 1, 2008

  Year in and year out, most voting reps give their individual B/Ds high marks. Following is the list of firms that garnered first, second, and...

• Broker/Dealer of the Year, Division I

  By Staff Writer  |  September 1, 2008

  Harbour Investments Founder, CEO, and President Nick Sondel A rep speaks: Harbour not only has a great payout plan, but they are extremely responsive to our needs....

• You're the Tops—2008 Broker-Dealers of the Year

  By James J. Green, AdvisorOne  |  September 1, 2008

  In this, the 18th year that Investment Advisor readers have chosen Broker/Dealers of the Year, it's not easy to be any kind of broker/dealer. On...

• From a Small B/D, Regulatory and Risk Concerns

  By Staff Writer  |  June 1, 2008

  Broker/Dealer Advisory Board member Nick Sondel, president and CEO of Harbour Investments, in Madison, Wisconsin, and Broker/Dealer of the Year winner in Division I (up...

• Independents' Optimism

  By Kathleen McBride, AdvisorOne  |  June 1, 2008

  Since the leaders of the Investment Advisor Broker/Dealers of the Year last met with the IA editorial team for an intense roundtable, in August 2007,...

• Around the Table

  By Kathleen McBride, AdvisorOne  |  September 1, 2007

  It's no surprise that regulation remains the greatest challenge for leaders of the 2007 Investment Advisor Broker/Dealers of the Year, flanked by recruiting, transitioning to...