Harvard Law School

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  Obama’s Associate Counsel Small Named SEC General Counsel

  By Melanie Waddell, AdvisorOne  |  April 23, 2013

  The SEC announced Tuesday that Anne Small, President Obama’s special assistant and associate counsel, has been named general counsel of the agency.

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  SEC Mulls Rule Proposal on Corporate Political Spending

  By Melanie Waddell, AdvisorOne  |  January 18, 2013

  The date, however, when such a proposal would be released remains unclear.

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  SEC Names Drake as Chief Compliance and Ethics Officer for OCIE

  By Melanie Waddell, AdvisorOne  |  July 9, 2012

  OCIE director Carlo diFlorio says Paula Drake will help OCIE “with the continued advancement of the national examination program, including leading the critical legal function, developing our national examination policy manual, and overseeing our internal compliance team.”

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  SEC’s Rominger Replaced by Champ, a Former Hedge Fund Counsel

  By Gil Weinreich, AdvisorOne  |  July 6, 2012

  Norm Champ, who's been with the SEC since 2010, brings his understanding of financial chicanery to bear on investment funds and advisors.

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  CFPB Architect Elizabeth Warren to Run for U.S. Senate

  By Marlene Y. Satter, AdvisorOne  |  September 14, 2011

  Consumer Financial Protection Bureau (CFPB) architect Elizabeth Warren will officially announce a Democratic run for the U.S. Senate seat held by Republican Scott Brown of Massachusetts.

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  50 Top Women in Wealth, the Regulators: Bair, Schapiro, Warren—Slideshow

  By Editorial Staff  |  July 25, 2011

  While all 50 honorees of the 50 Top Women in Wealth for 2011 deserve recognition for their accomplishments and leadership, we are taking some extra time to look at certain members of the list, this year grouped by the major roles they play in wealth management.