Harvey J. Goldschmid

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  New Hire Roundup: BofA's Krawcheck Elected as FINRA Board Member

  By Marlene Y. Satter, AdvisorOne  |  August 4, 2011

  Sallie Krawcheck, president of Global Wealth & Investment Management for Bank of America, was elected as large-firm governor for FINRA, while Jack Brennan of Vanguard was elected as FINRA's lead governor.

• No Satisfaction: Dissenters Rip SEC Hedge Fund Rule

  By Staff writer  |  December 13, 2004

  WASHINGTON (HedgeWorld.com)--Calling the Securities and Exchange Commission's new rule to require registration of hedge fund managers as investment advisers "the wrong solution to an undefined problem," Commissioners Cynthia A. Glassman and Paul S. Atkins vented months of frustration with the SEC's rulemaking process and its result in a 30-page dissent...

• A Chairman Who Was 'Never Enthusiastic About

  By Staff writer  |  November 11, 2002

  WASHINGTON (HedgeWorld)--Although Harvey Pitt's brief tenure at the Securities and Exchange Commission saw the launch of an investigation of hedge funds, people familiar with the...