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By Michael S. Fischer |
April 4, 2013
Many hedge fund professionals say they've not only seen misconduct in their own firms, but feel pressured to break the law.
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By Marlene Y. Satter, AdvisorOne |
April 4, 2013
This week in new hires, James Combs was named CEO of National Advisors Trust Co., and FSI elected two new board members.
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By Marlene Y. Satter, AdvisorOne |
December 12, 2012
This week in new hires,Commonwealth Financial tech guru Darren Tedesco was named to the 2013 Premier 100 IT Leaders list; Todd Scharf was named CTO by the SEC; and more.
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By Melanie Waddell, AdvisorOne |
September 13, 2012
The House hearing on Thursday addressed crowdfunding and concerns on how to verify "accredited investors" for the purpose of advertising private offerings.
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By Marlene Y. Satter, AdvisorOne |
September 12, 2012
This week in new hires, FINRA announced that Greg Ahern will be its new head of corporate communications, and Neuberger & Berman welcomed Brendan Gill.
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By Marlene Y. Satter, AdvisorOne |
June 13, 2012
This week in new hires, Rico Casares joined Genworth Wealth Management, and Stratos Wealth Partners welcomed three advisors to two new offices.
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By Marlene Y. Satter, AdvisorOne |
March 21, 2012
This week in new hires, Hedge Fund Association announced newly elected officers; Carlyle Group named new board members; Altegris welcomed Amy Bennett; Sanjay Puri joined Zephyr Associates.