Hellman & Friedman LLC

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  LPL Financial Sets IPO Date for Nov. 17, Report Says

  By Janet Levaux, AdvisorOne  |  November 9, 2010

  After filing its Form S-1 last week, LPL Financial, the largest independent broker-dealer, could make its public debut next week.

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  LPL Assumes IPO Price of $28.50 Per Share

  By James J. Green, AdvisorOne, Janet Levaux, AdvisorOne  |  November 4, 2010

  LPL Financial, the largest independent broker-dealer, filed an amended Form S-1 with the SEC on Wednesday that assumed an IPO price of $28.50 per share for 17,176,195 shares of common stock, though it did not set a date for its much-anticipated IPO.

• LPL Financial's IPO: The Competitive Equation

  By James J. Green, AdvisorOne  |  July 1, 2010

  The parent company of the largest independent broker/dealer, LPL Financial, filed an S-1 statement with the SEC on June 4 to go public via an...

• LPL Financial's IPO: Behind the Numbers

  By Kathleen McBride, AdvisorOne  |  June 7, 2010

  LPL Investment Holdings Inc., registered with the SEC for an initial public offering (IPO), on June 4, nearly five years after the firm sold about 60% of itself to two private equity investors.

• LPL Financial's Prospectus: Behind the Numbers

  By Kathleen McBride, AdvisorOne  |  June 7, 2010

  Unique independent brokerage model could be promising; there's some debt and questions, as for all firms, about the effect of regulatory reform.

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  The Fifth Annual IA 25: 2007

  By Editorial Staff  |  May 1, 2007

  When Mary Schapiro took the helm as CEO and chairman of the NASD last September, it was a moment of relative calm before the storm.

• Ownership Shift at LPL

  By Kathleen McBride, AdvisorOne  |  December 1, 2005

  In a move that allows the founders to diversify their holdings and appraises one of the largest U.S. independent broker/dealers at $2.5 billion, Linsco/Private Ledger...

• LPL Sells Majority of Firm to Private Equity Groups

  By Staff Writer  |  November 1, 2005

  Financial planning not only for people; firms do it too