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By Kathleen McBride, AdvisorOne |
June 1, 2008
Since the leaders of the Investment Advisor Broker/Dealers of the Year last met with the IA editorial team for an intense roundtable, in August 2007,...
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By Ellen Uzelac |
June 1, 2008
The U.S. subprime mortgage meltdown. The ongoing credit crunch. Volatile markets. The Bush administration's rethinking of the nation's regulatory blueprint for financial services companies. Talk...
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By Tom Oliver |
May 1, 2008
From The Wall Street Journal: "The Bush administration's plan to remodel the patchwork system of U.S. financial regulation, built piecemeal since the Civil War, is...
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By Melanie Waddell, AdvisorOne |
May 1, 2008
The SEC has a number of initiatives on its plate this year that could make advisors' lives easier, or not. For instance, advisor regulation will...
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By Melanie Waddell, AdvisorOne |
May 1, 2008
Treasury Secretary Henry Paulson's Blueprint for a massive overhaul of the financial services regulatory structure, which he unveiled March 31, is already sparking much debate...
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By James J. Green, AdvisorOne |
May 1, 2008
Over the past five years, the focus has shifted for the independent advice community, a shift that has been reflected in the IA 25, our...
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By Melanie Waddell, AdvisorOne |
April 18, 2008
Rep. Paul Kanjorski (D-Pennsylvania), chairman of the House Financial Services Committee's Capital Markets Subcommittee, said at a hearing on financial services reform April 16 that he plans to introduce legislation today that will create an interim federal oversight agency, the Office of Insurance Information, within the U.S. Treasury Department.
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By James J. Green, AdvisorOne |
January 1, 2008
In a long, comprehensive comment letter filled with references to the history of financial regulation in the United States, the Financial Planning Association told the...
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By Melanie Waddell, AdvisorOne |
November 9, 2007
The U.S. House of Representatives today passed by a vote of 216-193 H.R. 3996, the Temporary Tax Relief Act of 2007, which would ensure that no additional...
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By Melanie Waddell, AdvisorOne |
August 1, 2007
Secretary of the Treasury Henry Paulson is on a mission to reform the U.S. financial services regulatory structure to enhance the nation's global competitiveness. He announced...