individual products

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  FINRA’s Ketchum: Complex Products Still Need ‘Heightened Supervision’

  By Melanie Waddell, AdvisorOne  |  April 9, 2013

  During the SEC's National Compliance Outreach Program for Broker-Dealers, Ketchum pointed to three areas that FINRA was focusing on.

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  T3 Conference: Estate Planning for Digital Assets to Take Center Stage

  By John Sullivan, AdvisorOne  |  February 7, 2013

  What if a client’s important information is all online and password protected? What happens if they die unexpectedly?

• Steady Returns for a Wealth of Investment Strategies

  By Ed McCarthy, CFP  |  June 27, 2012

  I’s been a year of contrasts in the U.S. energy business.

• Still Trying to Get the Word Out

  By Marlene Y. Satter, AdvisorOne  |  April 24, 2012

  We talked with The Hartford a bit ago about its Hartford Lifetime Income (HLI) fixed annuity, which is available only through 401(k) plans.

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  Fund Managers on MLPs, Returns & Opportunities: Weekend Interview

  By Ed McCarthy, CFP  |  July 29, 2011

  Five fund managers discuss trends affecting master limited partnerships and the role MLPs play in investor portfolios.