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By Vaughan Scully, Standard & Poor's |
February 13, 2012
Yes, the region has problems, but S&P Capital IQ says it’s turned more positive on the area, citing the ECB’s move to ease pressure on banks.
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By Savita Iyer-Ahrestani, AdvisorOne |
February 1, 2012
Niche solutions, cloud computing and growth in Asia are expected to buoy the tech space in an overall risky economy
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By Marlene Y. Satter, AdvisorOne |
December 8, 2011
This week in new hires, Timothy Horan moved to Chilton Private Clients, with a team of four; Eric Pan joined the SEC; Roger C. Myers, Jr. was named CFO at the CFP Board; and Neuberger Berman added four new wholesalers.
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By Janet Levaux, AdvisorOne |
November 23, 2011
The fund research team at S&P Capital IQ says that thanks to a nice market uptick in October, the S&P 500 Index was back in the black on a year-to-date basis through Oct. 28, rising 2.2 percent. The team’s latest report, authored by Todd Rosenbluth, notes that these market gains...
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By Jane Wollman Rusoff |
November 23, 2011
Our expert panel — John Buckingham, Kenneth L. Fisher, Jeffrey Gundlach, Robert Rodriguez — sees turbulence and opportunity in the year ahead, as history makes clear that presidential election years are usually favorable for the securities markets.
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By Janet Levaux, AdvisorOne |
September 29, 2011
Ladenburg Thalmann said that it planned to pay Ameriprise Financial $150 million in cash for Securities America in late August. In addition, the Miami-based broker-dealer says it will pay up to $70 million in 2012 and 2013 in so-called earn-outs, as the firm explained in an SEC report. Plus, Ameriprise...
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By James J. Green, AdvisorOne |
September 14, 2011
A summer survey of Schwab-affiliated RIAs found expectations of double dip increased following debt ceiling drama.
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By Janet Levaux, AdvisorOne |
August 19, 2011
Ladenburg Thalmann files 8-K; retention bonuses of 15% of yearly fees and commissions are being offered by the company, sources say.
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By Melanie Waddell, AdvisorOne |
July 21, 2011
SEC Chairman warns lawmakers that the agency needs 'significant additional resources' in order to proceed with its responsibilities under Dodd-Frank.