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By Melanie Waddell, AdvisorOne |
January 8, 2013
FINRA released in early January an updated set of questions and answers on its new rule on communications with the public.
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By Brian Rubin, Deborah Heilizer and Susan Krawczyk |
July 20, 2012
FINRA should heed the advice of a recent GAO report and revisit these rules, which the authors humbly suggest either no longer work as intended, or have effectively been replaced by other rules or guidance.
In response to the GAO recommendation,
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By Melanie Waddell, AdvisorOne |
July 28, 2011
Irving Picard, trustee for the SIPA liquidation of Bernie Madoff's firm, announced Thursday that he had reached a $1 billion settlement with Madoff 'feeder funds.'