investment management services

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  3 Financial Planning Business Models to Effectively Serve Gen X and Gen Y: Pt. 2

  By Michael E. Kitces  |  March 8, 2013

  Ideally, comprehensive financial planning services for today's young professionals should be implemented with a more clearly defined niche.

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  T. Rowe Price Approved to Launch Actively Managed ETFs

  By Janet Levaux, AdvisorOne  |  January 14, 2013

  The fund shop has cleared the first hurdle in rolling out ETFs, which is says would not be similar to its traditional mutual funds

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  Natixis Acquires McDonnell to Broaden Fixed-Income Offerings

  By Joyce Hanson, AdvisorOne  |  October 16, 2012

  Oak Brook, Ill.-based McDonnell, with AUM of about $13.5 billion, will affiliate with Natixis, based in Paris and Boston, with AUM totaling $711 billion.

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  To Succeed, Get Your Service Mix Right, Advisor

  By Allen Williamson  |  October 10, 2012

  In building an investment advisory business, providing the right mix of services, and focusing on how they are delivered, is critical for practice success.

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  Align Your Time and Energy, Advisor, With Your Purpose

  By Gurinder S. Ahluwalia, Genworth  |  August 23, 2012

  Outsourcing certain capabilities can be just as important to your business as how well you personally serve the client.

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  New Hire Roundup: Christian Named FiNet President

  By Marlene Y. Satter, AdvisorOne  |  June 6, 2012

  This week in new hires, Kent Christian was named the new president of FiNet; BlackRock named Mark Howard-Johnson head of global real estate securities management; and Ross Hikida became a member of AARM Corp.’s board.

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  Fidelity Introduces Personal Trust Services for Broker Workstation

  By Marlene Y. Satter, AdvisorOne  |  May 24, 2012

  National Financial workstation offers suite as brokers vie for $3 trillion in assets.

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  Fiduciary Duty: Best Practices for Fulfilling Suitability Obligations

  By Thomas D. Giachetti  |  May 22, 2012

  In 1963, the Supreme Court held in SEC v. Capital Gains Research Bureau Inc. that the '40 Act imposes a fiduciary duty on investment advisors. What are you doing to maintain suitability standards with your clients?

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  Bridge Builder

  By James J. Green, AdvisorOne  |  February 1, 2012

  The independent advisory business is a people business.

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  New Hire Roundup: SEC Welcomes Norberg; Fleming Joins FINRA Board

  By Marlene Y. Satter, AdvisorOne  |  January 19, 2012

  This week in new hires, Jane A. Norberg joined the SEC as deputy chief of the Whistleblower Office; Gregory J. Fleming was elected to FINRA's board of directors; Mike Anderson went to Securities America; and Dan Dorfman joined Trim Tabs Money Blog as a columnist.