James F. Duffy

LPL Financial's Casady and Edward Jones' Jim Weddle Join FINRA Board

By Janet Levaux, AdvisorOne | June 12, 2009

The Financial Industry Regulatory Authority (FINRA) of Washington, D.C., says that two new large-firm representatives have been elected to its board of governors, while a...
FINRA appoints four new members to its board

By Jenny Ivy | June 11, 2009

The Financial Industry Regulatory Authority (FINRA) announced Thursday that two new large-firm representatives have been elected to its Board of Governors, while a third new...

Advisor Tools

Business Evaluator

The Business Evaluator tool is designed to educate advisors on career options. Get recommendations unique to your situation as the Business Evaluator intuitively guides you through exploring a change.