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By Janet Levaux, AdvisorOne |
June 13, 2012
Two teams leave Morgan Stanley to go independent, while another chooses to keep its employee status.
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By Janet Levaux, AdvisorOne |
May 31, 2012
The firm has added 15 reps this year from Merrill Lynch, Morgan Keegan and other broker-dealers and plans to hire 25 to 30 more, said private client group president Jerry Lombard.
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By Joyce Hanson, AdvisorOne |
April 6, 2012
With the U.S. stock market closed for the Easter and Passover holidays, reaction to the Bureau of Labor Statistics’ jobs report was lackluster.
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By Ronald Delegge, ETFguide.com |
February 1, 2012
Although the u.s. stock market took has taken investors for a wild ride over the past year, it has largely remained unchanged
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By Gil Weinreich, AdvisorOne |
January 18, 2012
Wirehouses are continuing to lose ground in asset management market share, but do they even care? A new report from financial services industry research firm Cerulli projects that the four biggest brokerage firms will remain the largest distribution channel by a factor of nearly two.
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By Marlene Y. Satter, AdvisorOne |
November 30, 2011
Standard & Poor's revamped its ratings criteria and lowered the ratings of 15 U.S. and European banks by one notch on Tuesday, leaving 20 more bank ratings unchanged and raising two by a notch apiece.
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By John Sullivan, AdvisorOne |
August 29, 2011
BlackRock, the world’s largest money manager, filed an application with the SEC for its iShares exchange-traded funds to follow its own indexes rather than those developed by third parties such as Standard & Poor’s.
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By Marlene Y. Satter, AdvisorOne |
August 25, 2011
This week in new hires, FSC named Jerry Murphy its new president and CEO, while MSRB announced new officers and members of its board.
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By Janet Levaux, AdvisorOne |
August 22, 2011
Atlanta-based FSC Securities Corp., one of Advisor Group’s three independent broker-dealers, said it named Jerry Murphy as its new president and CEO on Monday.
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By Editorial Staff |
August 18, 2011
A roundup of recent charges, penalties and settlements--this week relating to fraud, insider trading and failure to supervise--from the SEC and FINRA.