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By Janet Levaux, AdvisorOne |
March 26, 2012
The Advisor Group’s three broker-dealers had strong results in 2011, according to President and CEO Larry Roth.
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By Janet Levaux, AdvisorOne |
March 6, 2012
Hybrid advisors are another focus of the organization, which includes Royal Alliance, FSC and SagePoint.
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By Janet Levaux, AdvisorOne |
February 1, 2012
The team joins the Advisor Group of IBDs from Securities America. CEO Jeff Auld tells AdvisorOne that recruitment will help meet new targets.
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By John Sullivan, AdvisorOne |
April 1, 2011
Talk about trial by fire; Jeff Auld left Berthel Fisher Financial Services to head what was then AIG Financial Advisors in July 2008.
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By John Sullivan, AdvisorOne |
March 16, 2011
He’s learned from AIG’s troubled past, and is looking forward to the SagePoint’s future.
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By Staff Writer |
August 1, 2008
AIG Advisor Group announced that Mark Schlafly was named president and CEO of FSC Securities and Advantage Capital Corp., reporting to Larry Roth, president and...
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By Marc Butler |
August 1, 2007
The level of importance a broker/dealer places on the technology products and services it provides investment professionals has increased over time. Not only is it...
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By Janet Levaux, AdvisorOne |
January 1, 2007
Next Financial Group of Houston has been on a tear in recent years and begins 2007 with nearly 800 advisors and a new president --...
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By Staff Writer |
September 1, 2006
The SEC issued a Request for Proposals (RFP) due August 24 for phase one of a major study of how regulators' rules for investment professionals...
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By Melanie Waddell, AdvisorOne |
September 1, 2006
Only seven years old, NEXT Financial has won broker/dealer of the year honors for the sixth year in a row, and did it in three...