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By Janet Levaux, AdvisorOne |
May 16, 2013
The credit unions and banks include 15 financial advisors and are located in the Midwest, West and Northeast.
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By Janet Levaux, AdvisorOne |
March 27, 2013
This includes the recent addition of two groups with a total of roughly 160 financial advisors.
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By Joyce Hanson, AdvisorOne |
January 9, 2013
Eagle One intends to wind down operations, and most of its advisors have moved to Securities America.
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By Janet Levaux, AdvisorOne |
December 11, 2012
Investors Security of Suffolk, Va., joins the Nebraska-based firm, which added an Alabama team last month.
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By John Sullivan and Liana Roberts, AdvisorOne |
June 20, 2012
Investment Advisor magazine’s 2012 BD Reference Guide helps sort and rank IBDs in five major categories, with AdvisorOne here highlighting 10 by annual revenue.
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By Danielle Andrus, AdvisorOne |
June 12, 2012
At Securities America's national conference in Denver, Jim Nagengast, CEO and president, was optimistic about the firm's future and partnership with Ladenburg Thalmann, which acquired the broker-dealer in the fall.
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By John Sullivan, AdvisorOne |
May 10, 2012
A person could be forgiven for not immediately connecting Ladenburg Thalmann to the independent space; the firm’s sea change in strategy occurred only a few years ago, after all.
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By John Sullivan, AdvisorOne |
January 23, 2012
At annual confab of independent BD leadership, Jim Nagengast, conference chairman, opened the forum espousing industry unity and warned Washington to not abuse its regulatory power.
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By James J. Green, AdvisorOne |
January 18, 2012
More than 600 registrants and 65 exhibitors already for Jan. 23-25 conference for independent broker-dealer advocacy group.
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By James J. Green, AdvisorOne |
November 23, 2011
Broker-dealer follows through on CEO's pledge to help its affiliated reps grow through acquisitions of other practices.