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By Janet Levaux, AdvisorOne |
September 29, 2011
Ladenburg Thalmann said that it planned to pay Ameriprise Financial $150 million in cash for Securities America in late August. In addition, the Miami-based broker-dealer says it will pay up to $70 million in 2012 and 2013 in so-called earn-outs, as the firm explained in an SEC report. Plus, Ameriprise...
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By Janet Levaux, AdvisorOne |
August 17, 2011
Recruiters are concerned that the deal will be good for Ameriprise but leave advisors in the cold, leaving them with uncertainty and lacking in better services and products.
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By James J. Green, AdvisorOne |
August 17, 2011
Parent of IBDs Investacorp and Triad Advisors promises to keep troubled Securities America independent, and its management team intact.
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By Janet Levaux, AdvisorOne |
May 1, 2011
Anonymous sources insist advisors are leaving or planning to leave the firm.
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By Janet Levaux, AdvisorOne |
March 29, 2011
Mood of some Securities America advisors and experts remains cautiously hopeful, while others stay skeptical
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By Janet Levaux, AdvisorOne |
March 28, 2011
The environment at Securities America has deteriorated, with several advisors leaving this week and more set to leave soon, said a departing rep and a veteran recruiter.
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By Editorial Staff |
March 21, 2011
State securities regulators hail judge’s decision as protecting investors’ interests, but trouble looms for the broker-dealer, and perhaps for other BDs.
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By Jane Wollman Rusoff |
January 1, 2011
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By James J. Green, AdvisorOne |
November 12, 2010
Jim Nagengast, CEO of Securities America, sat down with AdvisorOne to discuss the 1,900-rep BD's retirement income strategy.
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By James J. Green, AdvisorOne |
November 3, 2010
Other than wishing for a little more business acumen among our political leaders, what are the lessons, if any, that advisors and their clients can learn from this mid-term election?