Joel Shaps

  • Persistence of Memory

    By Ed McCarthy, CFP  |  June 1, 2006

    It's a new era for your business. The firm's founder and its operations manager, who started the company together almost 20 years ago, retired last...

  • Compliance Zero Hour

    By Melanie Waddell, AdvisorOne  |  September 1, 2004

    The October 5 deadline for advisors to appoint a chief compliance officer and adopt formal compliance procedures is right around the corner. Are you ready? My...