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By John Sullivan, AdvisorOne |
October 17, 2012
John Mack, former chairman and CEO of Morgan Stanley,said "there was a view clearly by shareholders that change was a good thing."
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By Kathleen McBride, AdvisorOne |
January 19, 2010
Goldman Sachs Chairman and CEO Lloyd C. Blankfein testified that at Goldman Sachs, "...we do support the extension of a fiduciary standard to broker/dealer registered representatives who provide advice to retail investors."
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By Kathleen McBride, AdvisorOne |
January 15, 2010
It has been an extraordinary week, by any standard, if you were paying attention to what was happening in Washington regarding the financial crisis.
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By Janet Levaux, AdvisorOne |
June 1, 2009
Morgan Stanley says it is on track to raise some $8 billion via recent equity and debt offerings, including the exercise of the over-allotment option,...
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By Janet Levaux, AdvisorOne |
January 1, 2009
Several months before Bank of America agreed to buy Merrill Lynch, industry expert Chip Roame of Tiburon Strategic Advisors shared his prediction of such an...
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By Janet Levaux, AdvisorOne |
January 1, 2008
As of December 1, wealth-management head James Gorman, 49, and Morgan Stanley International chief Walid Chammah, 53, are co-presidents. They replace "retiring" co-president Zoe Cruz...
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By Janet Levaux, AdvisorOne |
December 1, 2007
Merrill Lynch says it hired former NYSE Euronext CEO John Thain on November 14 to replace the brokerage firm's ex-CEO and chairman, Stan O'Neal, who...
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By Janet Levaux, AdvisorOne |
November 1, 2007
Merrill Lynch says it hired former NYSE Euronext CEO John Thain to replace the brokerage firm's ex-CEO and chairman, Stan O'Neal, who "retired" on October 30, six days after the firm announced a write
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By Staff Writer |
July 24, 2006
WASHINGTON (HedgeWorld.com)--The U.S. Securities and Exchange Commission is looking into possible insider trading at Pequot Capital Management, has asked the chief executive of Morgan Stanley, John Mack, for an interview, and has thereby given Gary Aguirre an opportunity to claim some measure of vindication. The New York Times reported the...
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By Staff Writer |
June 10, 2005
NEW YORK (HedgeWorld.com)--John Mack, whose cost cutting and streamlining skills earned him the Wall Street nickname "Mack the Knife," has joined Pequot Capital Management Inc. as the hedge fund firm's chairman. Arthur J. Samberg will remain as chief executive and continue to oversee management of the firm and its investment...