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By John Sullivan, AdvisorOne |
January 22, 2013
The news comes on the heels of Commonwealth’s announcement that Schluchter Investment Advisors had joined the firm.
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By Janet Levaux, AdvisorOne |
November 5, 2012
The independent broker-dealer's CEO says the firm is quite strict about what types of advisors and business it wants to add as it moves toward becoming a $1 billion firm.
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By Janet Levaux, AdvisorOne |
November 5, 2012
The independent broker-dealer believes more flexibility on affiliation will help it attract more breakaway brokers and give its advisors and prospects more options.
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By Janet Levaux, AdvisorOne |
December 1, 2010
(Phoenix) Some 750 financial advisors affiliated with Commonwealth Financial Network, along with 650 other guests and staff members, gathered in Phoenix at the JW Marriott...
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By Janet Levaux, AdvisorOne, Jane Wollman Rusoff |
November 18, 2010
LPL's IPO successfully passed its first test, as its shares rose 7% in trading Thursday, closing at $32.15 with 8 million shares traded.
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By James J. Green, AdvisorOne |
November 17, 2010
John Rooney, managing principal of Commonwealth Financial's San Diego office, says that among the leadership ranks of the independent B/D where he's spent the last 22 years, there are no regrets on staying privately owned.
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By Janet Levaux, AdvisorOne |
December 1, 2009
For its recent national conference in Orlando, Fla., 60-plus Commonwealth Financial Network advisors and staff built townhomes in cooperation with Habitat for Humanity for...
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By Janet Levaux, AdvisorOne |
December 1, 2008
(Phoenix) Commonwealth Financial Network advisors seem to be taking a measured approach to the present financial crisis. And that means they were quite keen to...
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By Ellen Uzelac |
January 1, 2007
It's no secret that compliance and staffing costs are digging into profitability -- your profitability. In fact, the chatter about it has been deafening. The...
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By Janet Levaux, AdvisorOne |
December 1, 2006
(Phoenix) Commonwealth Financial Network wants to maintain its identity despite some serious expansion, say executives attending the broker-dealer's recent national conference, held Oct. 26-30 at...