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By Janet Levaux |
December 26, 2011
John Taft heads RBC Wealth Management in the United States and recently stepped down as chairman of SIFMA, the financial-services lobbying group. Based in Minneapolis, he has worked in the industry since 1981 and recently spoke with Research about challenges confronting both the industry and the firm he leads.
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By Janet Levaux, AdvisorOne |
December 2, 2011
The firm has encouraged advisors with low levels of fees and commissions to depart as it aims for each rep to become a $1 million producer.
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By Melanie Waddell, AdvisorOne |
July 21, 2011
For advisors, four issues will take the spotlight as the Dodd-Frank reform bill enters its second year—fiduciary duty, an SRO for advisors, harmonization, and adequate funding for the SEC.
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By Melanie Waddell, AdvisorOne |
July 13, 2011
July 21 not only marks the one-year anniversary of the passage of the Dodd-Frank Act, but it’s also the date when the SEC will turn its attention to creating a fiduciary duty rule for brokers.
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By Jane Wollman Rusoff |
April 1, 2011
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By Melanie Waddell, AdvisorOne |
January 18, 2011
2010 was the year that produced Dodd-Frank, but 2011 will be the year when “many of the questions that are outstanding as to how financial services will be changed” will be answered, said Tim Ryan, CEO of SIFMA.
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By James J. Green, AdvisorOne |
November 1, 2010
RBC Wealth Management announced Tuesday that Mike Kavanagh, chief administrative officer and head of RBC Correspondent and Advisor Services, will retire and be replaced by Catie Tobin.
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By Robert Tyndall |
October 1, 2010
Desiderius Erasmus of Rotterdam, the great scholar of the Dutch Renaissance, demonstrated 150 ways of phrasing the Latin sentence, Tuae literae me magnopere delectarunt ("Your...
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By Kathleen McBride, AdvisorOne |
July 16, 2010
Emotions were running high at the final breakout session of the day at the SIFMA Regulatory Reform Summit in New York.
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By Knut A. Rostad |
July 13, 2010
Can two standards of conduct be "harmonized" as successfully as were the old AFL and NFL?
