JPMorgan Chase & Co.

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  Deutsche Bank Energy Unit Fights Market-Rigging Fine

  By Marlene Y. Satter, AdvisorOne  |  November 7, 2012

  After the U.S. Federal Energy Regulatory Commission (FERC) hit Deutsche Bank with a $1.5 million penalty, the bank has struck back.

• SIFMA Elects New Officers to Municipal Securities Division

  By Melanie Waddell, AdvisorOne  |  November 2, 2012

  Stratford Shields of Morgan Stanley & Co. will serve as division chair, and Frank Fairman of Piper Jaffray & Co. and David Stephens of Bank of America Merrill Lynch & Co. will serve as vice chairs.

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  JPMorgan Sues London Whale’s Boss

  By Marlene Y. Satter, AdvisorOne  |  November 1, 2012

  JPMorgan Chase & Co. has filed suit against Javier Martin-Artajo, the executive who supervised Bruno Iksil, aka the London Whale, after the latter’s disastrous trades lost the bank what could be upwards of $6.2 billion.

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  Barclays Fined Record $470M on Energy Trades

  By Marlene Y. Satter, AdvisorOne  |  November 1, 2012

  Barclays was hit with a record $469.9 million fine by the Federal Energy Regulatory Commission, which also fined four of its former traders for manipulating energy rates in the western U.S. from late 2006 to 2008.

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  UBS to Slash 10,000 Jobs

  By Marlene Y. Satter, AdvisorOne  |  October 29, 2012

  The actions are seen as a way for UBS to go "back to its roots" in the advisory business.

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  Top Portfolio Products: New Digital Retirement Center From BlackRock

  By Marlene Y. Satter, AdvisorOne  |  October 26, 2012

  New products introduced over the last week include a digital retirement center launched by BlackRock, four new core ETFs from iShares and two new SPDR Tilt ETFs from State Street Global Advisors.

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  Greenspan to Wall Street: Drop Dead

  By Joyce Hanson, AdvisorOne  |  October 23, 2012

  At SIFMA’s annual meeting in New York, former Fed chairman advocates letting big banks fail.

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  Foreign Exchange Market Backs Away From Risk

  By Marlene Y. Satter, AdvisorOne  |  October 22, 2012

  The practice of borrowing in low-yielding currencies to take advantage of higher yields in others is not as common as it has been.

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  Prudential Team With $450M Moves to LPL

  By Janet Levaux, AdvisorOne  |  October 17, 2012

  The group brings with it six advisors and plans to hire another 15 in the near future.

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  New Hire Roundup: Aberdeen Adds NYC Office

  By Marlene Y. Satter, AdvisorOne  |  October 17, 2012

  This week in new hires, MFS Investment Management welcomed Philip Stewart and promoted David Bryant; Leslie Voth was named CEO at Pitcairn; and Michael Millman joined U.S. Bank’s Private Client Reserve in San Francisco.