JPMorgan Chase & Co.

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  Nomura May Buy Asian Investment Firm or Broker

  By Marlene Y. Satter, AdvisorOne  |  September 7, 2012

  Nomura Holdings may be pulling back on the global stage, but it’s looking for ways to boost its presence in Asia to take advantage of the region’s growth and its rising coterie of affluent individuals.

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  Critics Attack Dual Class of Manchester United Shares

  By Marlene Y. Satter, AdvisorOne  |  August 9, 2012

  Not everyone is happy about the Manchester IPO scheduled for Friday. Critics are especially hard on the share structure, which allows the Glazers to remain in control.

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  Sandy Weill Wants Banks Small Again, Chris Dodd Wants Them Big

  By Gil Weinreich, AdvisorOne  |  July 26, 2012

  If politics makes strange bedfellows, it also makes for strange adversaries.

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  Morgan Stanley Profit Off 53% as MSSB Loses 1,053 Advisors

  By Joyce Hanson, AdvisorOne  |  July 19, 2012

  The Global Wealth Management Group, which includes the MSSB joint venture, reported a pretax profit margin of 12%, versus 11% in the prior quarter and 9% a year ago.

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  Regulators Question Interest Rates From Sweden to Singapore

  By Marlene Y. Satter, AdvisorOne  |  July 19, 2012

  Regulators are questioning how interest rates are set across the globe—not just LIBOR and EURIBOR, but also various in-country rates.

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  Q2 Earnings Kickoff: JPMorgan Down, Wells Fargo Up and Markets Heave Sigh of Relief

  By Joyce Hanson, AdvisorOne  |  July 13, 2012

  Friday the 13th was lucky for JPMorgan and Wells Fargo as both banks’ stocks rose higher despite dark news that preceded their Q2 earnings reports.

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  HighTower Adds Ex-UBS Team; Baird Grabs Merrill, Morgan FAs

  By Janet Levaux, AdvisorOne  |  July 2, 2012

  The former UBS team should go independent with about $330 million in assets, while the advisors joining Baird could bring about $460 million in AUM and $3.2 million in yearly fees and commissions.

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  JPMorgan’s Loss $9 Billion and Counting

  By John Sullivan, AdvisorOne  |  June 28, 2012

  The loss suffered by JPMorgan (and its investors) is either attributed to the “London Whale” or “complacency.”

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  SEC Enforcement Roundup: $100M Real Estate Ponzi Scheme Busted

  By Marlene Y. Satter, AdvisorOne  |  June 28, 2012

  Recent SEC actions include shutting down two Ponzi schemes, one that brought in $100 million and another that collected $42 million. A Malaysian advisor was sued for not advising.

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  ‘Living Wills’ Expose Banks’ Fragility, but Won’t Forestall Disaster

  By Gil Weinreich, AdvisorOne  |  June 28, 2012

  Sunday is the deadline for the biggest banks to submit "living wills" providing regulators a roadmap to break them up if the financial system is threatened. But Simon Johnson says the time to break up too-big-to-fail banks is now.