JPMorgan Chase

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  Goldman, Morgan Stanley Settle Mortgage Complaints for $557 Million

  By MARCY GORDON, AP BUSINESS WRITER  |  January 16, 2013

  Goldman Sachs and Morgan Stanley will pay a combined $557 million to settle federal complaints that they wrongfully foreclosed on homeowners who should have been allowed to stay in their homes.

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  BofA’s Giving Record ‘Mediocre,’ Goldman’s Is ‘Miserly’: Charity Watchdog

  By Michael S. Fischer  |  January 11, 2013

  The National Committee for Responsive Philanthropy has issued a highly critical report on the performance of the corporate foundations of Bank of America, Goldman Sachs, Wells Fargo and JPMorgan Chase.

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  Top 7 Biggest Bank Fines

  By Dan Berman, AdvisorOne  |  January 11, 2013

  AdvisorOne finds that all of the biggest bank penalties have been levied in the last 10 years, with most of them since the financial crisis started in 2008.

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  Major Wirehouses Hit by FINRA for Lobbyist Payments

  By Marlene Y. Satter, AdvisorOne  |  December 27, 2012

  FINRA announced Thursday that it had sanctioned five firms for fees paid to a lobbyist.

• Wirehouses, Others Actively Attract Reps

  By Janet Levaux, AdvisorOne  |  December 20, 2012

  In the final months of 2012, the wirehouse firms continued to recruit advisors from each other and from other broker-dealers.

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  Loss of Tax-Exempt Status Could Hurt Banks With Muni Exposure

  By Gil Weinreich, AdvisorOne  |  December 14, 2012

  Meredith Whitney’s warnings about a wave of bankruptcies two years ago didn’t kill munis, but will ending their tax-exempt status push these securities over the fiscal cliff?

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  JPMorgan’s Dimon Sounds Off on Fiscal Cliff, Elizabeth Warren

  By John Sullivan, AdvisorOne  |  November 12, 2012

  JPMorgan Chase CEO also speculates on next four years under President Obama.

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  8 Massive Hack Attacks Aimed at Financial Data

  By Dan Berman, AdvisorOne  |  November 12, 2012

  The spread of financial services offered on the Web has led to an increasing number of hacking incidents, which put customer accounts, data and money at risk. Ace Private Risk Service's Gary Raphael offers some data security advice.

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  Barclays Recruits 18 Advisors; Morgan Stanley Adds 1; LPL Group Brings on Wells Team

  By Janet Levaux, AdvisorOne  |  November 7, 2012

  The new Barclays advisors come from many wirehouse and other firms with close to $40 million in yearly fees and commissions, as well as about $9.4 billion in assets.

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  4 Post-Election Fiscal Cliff Scenarios

  By Joyce Hanson, AdvisorOne  |  November 6, 2012

  Within a day or two, we'll finally know who voters want in Washington, but we still won't know whether we're headed over the fiscal cliff. Here are four scenarios of what might happen.