Judith Rogers

Appeals Court Vacates SEC's Rule 151A on Indexed Annuities

By Staff Writer | July 14, 2010

A federal appeals court on Monday July 12, has sided with agents and others who want the Securities and Exchange Commission (SEC) to classify indexed annuities as insurance products rather than as securities.
We Win, Sort Of

By Bob Clark, AdvisorOne, Bob Clark, AdvisorOne | May 1, 2007

Okay, so the FPA's lawsuit against the SEC was a win/win from the start. But it wasn't just a win/win, it was a WIN/win, and...

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